Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Dec 27, 2021
- Accession no.
- 0001127602-21-031926
- Filed
- Dec 27, 2021
- Trade date
- Dec 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.71M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,614,597 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.99 | +$9,900 | 1,624,597 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −500 | $239.77F2 | −$119,885 | 1,624,097 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −1,200 | $240.66F3 | −$288,792 | 1,622,897 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −529 | $242.08F4 | −$128,060.32 | 1,622,368 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −1,000 | $243.09F5 | −$243,090 | 1,621,368 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −991 | $244.26F6 | −$242,061.66 | 1,620,377 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −1,500 | $246.56F7 | −$369,840 | 1,618,877 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −1,498 | $247.69F8 | −$371,039.62 | 1,617,379 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −355 | $248.54F9 | −$88,231.7 | 1,617,024 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −2,227 | $249.71F10 | −$556,104.17 | 1,614,797 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −5,100 | $250.44F11 | −$1,277,244 | 1,609,697 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −100 | $252.00 | −$25,200 | 1,609,597 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 171,972 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 197,431 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.39 to $240.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.40 to $241.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.52 to $242.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $242.71 to $243.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.96 to $244.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $246.19 to $247.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $247.20 to $248.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $248.24 to $248.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.27 to $250.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250.41 to $251.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.