Pinchuk Nicholas T 的 Form 4 申報
Snap-on Inc（SNA），2021/12/20 申報
- 申報編號
- 0001127602-21-031603
- 申報時間
- 2021/12/20
- 交易日
- 2021/12/17
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $531.7 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/17 | Common Stock | M行使選擇權取得 | +41,500 | $60.00 | +$2,490,000 | 629,816.3 | 直接 | |
| 2021/12/17 | Common Stock | S賣出處分 | −3,147 | $211.61F3 | −$665,936.67 | 626,669.3 | 直接 | |
| 2021/12/17 | Common Stock | S賣出處分 | −6,299 | $212.69F4 | −$1,339,734.31 | 620,370.3 | 直接 | |
| 2021/12/17 | Common Stock | S賣出處分 | −7,017 | $213.76F5 | −$1,499,953.92 | 613,353.3 | 直接 | |
| 2021/12/17 | Common Stock | S賣出處分 | −1,317 | $214.49F6 | −$282,483.33 | 612,036.3 | 直接 | |
| 2021/12/17 | Common Stock | S賣出處分 | −7,100 | $215.30 | −$1,528,630 | 604,936.3 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/17 | Common Stock | M行使選擇權處分 | −41,500 | –F9 | – | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $211.2543 to $212.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $212.27 to $213.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $213.27 to $214.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $214.27 to $214.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
表 II 有 1 筆交易的價格引用這則附註。