Pinchuk Nicholas T's Form 4 filing
Snap-on Inc (SNA) · filed Dec 20, 2021
- Accession no.
- 0001127602-21-031603
- Filed
- Dec 20, 2021
- Trade date
- Dec 17, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.32M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Stock | MOption exerciseAcquired | +41,500 | $60.00 | +$2,490,000 | 629,816.3 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −3,147 | $211.61F3 | −$665,936.67 | 626,669.3 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −6,299 | $212.69F4 | −$1,339,734.31 | 620,370.3 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −7,017 | $213.76F5 | −$1,499,953.92 | 613,353.3 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −1,317 | $214.49F6 | −$282,483.33 | 612,036.3 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −7,100 | $215.30 | −$1,528,630 | 604,936.3 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Stock | MOption exerciseDisposed | −41,500 | –F9 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $211.2543 to $212.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $212.27 to $213.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $213.27 to $214.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $214.27 to $214.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F9
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Referenced by the price of 1 transaction in Table II.