Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/10/26 申報
- 申報編號
- 0001127602-21-027658
- 申報時間
- 2021/10/26
- 交易日
- 2021/10/25
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 23 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $663.6 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/25 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/10/25 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,619,597 | 直接 | |
| 2021/10/25 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,629,597 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −100 | $324.22 | −$32,422 | 1,629,497 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −500 | $325.68F2 | −$162,840 | 1,628,997 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −10,800 | $327.34F3 | −$3,535,272 | 1,618,197 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −500 | $328.30F4 | −$164,150 | 1,617,697 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −600 | $330.28F5 | −$198,168 | 1,617,097 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −500 | $331.51F6 | −$165,755 | 1,616,597 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −800 | $332.69F7 | −$266,152 | 1,615,797 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −627 | $333.70F8 | −$209,229.9 | 1,615,170 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −700 | $334.89F9 | −$234,423 | 1,614,470 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −739 | $336.12F10 | −$248,392.68 | 1,613,731 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −600 | $337.27F11 | −$202,362 | 1,613,131 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −300 | $338.10F12 | −$101,430 | 1,612,831 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −200 | $339.70F13 | −$67,940 | 1,612,631 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −300 | $342.13F14 | −$102,639 | 1,612,331 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −845 | $343.39F15 | −$290,164.55 | 1,611,486 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −500 | $344.80F16 | −$172,400 | 1,610,986 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −600 | $345.82F17 | −$207,492 | 1,610,386 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −300 | $347.07F18 | −$104,121 | 1,610,086 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −302 | $348.94F19 | −$105,379.88 | 1,609,784 | 直接 | |
| 2021/10/25 | Common Stock | S賣出處分 | −187 | $349.54F20 | −$65,363.98 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/25 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 211,972 | 直接 | |
| 2021/10/25 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 206,972 | 直接 | |
| 2021/10/25 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 277,431 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $325.42 to $326.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $326.49 to $327.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $327.67 to $328.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.77 to $330.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.28 to $332.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $332.30 to $333.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.39 to $334.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.42 to $335.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $335.67 to $336.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.78 to $337.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.89 to $338.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $339.53 to $339.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.90 to $342.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.91 to $343.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.40 to $345.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $345.47 to $346.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.79 to $347.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.37 to $349.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.49 to $349.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。