Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Oct 26, 2021
- Accession no.
- 0001127602-21-027658
- Filed
- Oct 26, 2021
- Trade date
- Oct 25, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.64M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,614,597 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,619,597 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.99 | +$9,900 | 1,629,597 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −100 | $324.22 | −$32,422 | 1,629,497 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −500 | $325.68F2 | −$162,840 | 1,628,997 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −10,800 | $327.34F3 | −$3,535,272 | 1,618,197 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −500 | $328.30F4 | −$164,150 | 1,617,697 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −600 | $330.28F5 | −$198,168 | 1,617,097 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −500 | $331.51F6 | −$165,755 | 1,616,597 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −800 | $332.69F7 | −$266,152 | 1,615,797 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −627 | $333.70F8 | −$209,229.9 | 1,615,170 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −700 | $334.89F9 | −$234,423 | 1,614,470 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −739 | $336.12F10 | −$248,392.68 | 1,613,731 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −600 | $337.27F11 | −$202,362 | 1,613,131 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −300 | $338.10F12 | −$101,430 | 1,612,831 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −200 | $339.70F13 | −$67,940 | 1,612,631 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −300 | $342.13F14 | −$102,639 | 1,612,331 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −845 | $343.39F15 | −$290,164.55 | 1,611,486 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −500 | $344.80F16 | −$172,400 | 1,610,986 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −600 | $345.82F17 | −$207,492 | 1,610,386 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −300 | $347.07F18 | −$104,121 | 1,610,086 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −302 | $348.94F19 | −$105,379.88 | 1,609,784 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −187 | $349.54F20 | −$65,363.98 | 1,609,597 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 211,972 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 206,972 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 277,431 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $325.42 to $326.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $326.49 to $327.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $327.67 to $328.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.77 to $330.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.28 to $332.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $332.30 to $333.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.39 to $334.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.42 to $335.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $335.67 to $336.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.78 to $337.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.89 to $338.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $339.53 to $339.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.90 to $342.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.91 to $343.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.40 to $345.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $345.47 to $346.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.79 to $347.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.37 to $349.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.49 to $349.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.