Barbo William D 的 Form 4 申報
Charles River Laboratories International, Inc.（CRL），2021/8/10 申報
- 申報編號
- 0001127602-21-023431
- 申報時間
- 2021/8/10
- 交易日
- 2021/6/9-8/6
- 申報延遲
- 62 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $499.0 萬。交易後 62 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barbo William DCIK 0001688104 | 高階主管（Corporate Executive VP & CCO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/9 | Common Stock | G贈與處分 | −252 | $0.00 | $0 | 4,371 | 直接 | |
| 2021/6/9 | Common Stock | G贈與取得 | +252 | $0.00 | $0 | 12,312 | 間接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +3,204 | $109.34 | +$350,325.36 | 12,490 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +2,755 | $144.67 | +$398,565.85 | 15,245 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +1,513 | $179.66 | +$271,825.58 | 16,758 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −2,944 | $400.83F2 | −$1,180,043.52 | 13,814 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −3,253 | $401.62F3 | −$1,306,469.86 | 10,561 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −2,380 | $402.64F4 | −$958,283.2 | 8,181 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −726 | $403.60F5 | −$293,013.6 | 7,455 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −692 | $404.82F6 | −$280,135.44 | 6,763 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −1,685 | $405.58F7 | −$683,402.3 | 5,078 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −7 | $406.52 | −$2,845.64 | 5,071 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −500 | $407.45F8 | −$203,725 | 4,571 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −200 | $409.08 | −$81,816 | 4,371 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/6 | Common Stock | M行使選擇權處分 | −3,204 | $0.00 | $0 | 3,205 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權處分 | −2,755 | $0.00 | $0 | 5,511 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權處分 | −1,513 | $0.00 | $0 | 4,541 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $400.15 to $401.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $401.15 to $402.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $402.26 to $403.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $403.175 to $403.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $404.16 to $405.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $405.20 to $406.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $407.28 to $407.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。