Barbo William D's Form 4 filing
Charles River Laboratories International, Inc. (CRL) · filed Aug 10, 2021
- Accession no.
- 0001127602-21-023431
- Filed
- Aug 10, 2021
- Trade date
- Jun 9-Aug 6, 2021
- Filing delay
- 62 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.99M. It was filed 62 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barbo William DCIK 0001688104 | Officer (Corporate Executive VP & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2021 | Common Stock | GGiftDisposed | −252 | $0.00 | $0 | 4,371 | Direct | |
| Jun 9, 2021 | Common Stock | GGiftAcquired | +252 | $0.00 | $0 | 12,312 | Indirect | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +3,204 | $109.34 | +$350,325.36 | 12,490 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +2,755 | $144.67 | +$398,565.85 | 15,245 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +1,513 | $179.66 | +$271,825.58 | 16,758 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −2,944 | $400.83F2 | −$1,180,043.52 | 13,814 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −3,253 | $401.62F3 | −$1,306,469.86 | 10,561 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −2,380 | $402.64F4 | −$958,283.2 | 8,181 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −726 | $403.60F5 | −$293,013.6 | 7,455 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −692 | $404.82F6 | −$280,135.44 | 6,763 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −1,685 | $405.58F7 | −$683,402.3 | 5,078 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −7 | $406.52 | −$2,845.64 | 5,071 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −500 | $407.45F8 | −$203,725 | 4,571 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −200 | $409.08 | −$81,816 | 4,371 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −3,204 | $0.00 | $0 | 3,205 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −2,755 | $0.00 | $0 | 5,511 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −1,513 | $0.00 | $0 | 4,541 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $400.15 to $401.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $401.15 to $402.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $402.26 to $403.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $403.175 to $403.915. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $404.16 to $405.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $405.20 to $406.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $407.28 to $407.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.