Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/7/27 申報
- 申報編號
- 0001127602-21-022518
- 申報時間
- 2021/7/27
- 交易日
- 2021/7/23-7/26
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $678.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/7/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,624,597 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −100 | $327.96 | −$32,796 | 1,624,497 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −400 | $329.91F2 | −$131,964 | 1,624,097 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −5,900 | $330.96F3 | −$1,952,664 | 1,618,197 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −1,333 | $332.15F4 | −$442,755.95 | 1,616,864 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −1,200 | $334.14F5 | −$400,968 | 1,615,664 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −800 | $335.36F6 | −$268,288 | 1,614,864 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −600 | $336.81F7 | −$202,086 | 1,614,264 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −1,333 | $338.07F8 | −$450,647.31 | 1,612,931 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −854 | $338.90F9 | −$289,420.6 | 1,612,077 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −300 | $340.65F10 | −$102,195 | 1,611,777 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −297 | $341.98F11 | −$101,568.06 | 1,611,480 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −400 | $342.76F12 | −$137,104 | 1,611,080 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −401 | $345.51F13 | −$138,549.51 | 1,610,679 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −400 | $346.52F14 | −$138,608 | 1,610,279 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −474 | $347.83F15 | −$164,871.42 | 1,609,805 | 直接 | |
| 2021/7/23 | Common Stock | S賣出處分 | −208 | $348.41F16 | −$72,469.28 | 1,609,597 | 直接 | |
| 2021/7/26 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/7/26 | Common Stock | S賣出處分 | −5,000 | $351.99 | −$1,759,950 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 271,972 | 直接 | |
| 2021/7/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 397,431 | 直接 | |
| 2021/7/26 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 266,972 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.40 to $330.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $330.75 to $331.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.78 to $332.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.75 to $334.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.83 to $335.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.40 to $337.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.50 to $338.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $338.59 to $339.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $340.16 to $341.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.40 to $342.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.48 to $343.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.93 to $345.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.14 to $346.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.20 to $348.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.24 to $348.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。