Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 27, 2021
- Accession no.
- 0001127602-21-022518
- Filed
- Jul 27, 2021
- Trade date
- Jul 23-26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.79M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,614,597 | Direct | |
| Jul 23, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.99 | +$9,900 | 1,624,597 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −100 | $327.96 | −$32,796 | 1,624,497 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −400 | $329.91F2 | −$131,964 | 1,624,097 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −5,900 | $330.96F3 | −$1,952,664 | 1,618,197 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −1,333 | $332.15F4 | −$442,755.95 | 1,616,864 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −1,200 | $334.14F5 | −$400,968 | 1,615,664 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −800 | $335.36F6 | −$268,288 | 1,614,864 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −600 | $336.81F7 | −$202,086 | 1,614,264 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −1,333 | $338.07F8 | −$450,647.31 | 1,612,931 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −854 | $338.90F9 | −$289,420.6 | 1,612,077 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −300 | $340.65F10 | −$102,195 | 1,611,777 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −297 | $341.98F11 | −$101,568.06 | 1,611,480 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −400 | $342.76F12 | −$137,104 | 1,611,080 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −401 | $345.51F13 | −$138,549.51 | 1,610,679 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −400 | $346.52F14 | −$138,608 | 1,610,279 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −474 | $347.83F15 | −$164,871.42 | 1,609,805 | Direct | |
| Jul 23, 2021 | Common Stock | SSaleDisposed | −208 | $348.41F16 | −$72,469.28 | 1,609,597 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,614,597 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −5,000 | $351.99 | −$1,759,950 | 1,609,597 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 271,972 | Direct | |
| Jul 23, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 397,431 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 266,972 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.40 to $330.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $330.75 to $331.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.78 to $332.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.75 to $334.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.83 to $335.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.40 to $337.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.50 to $338.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $338.59 to $339.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $340.16 to $341.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.40 to $342.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.48 to $343.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.93 to $345.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.14 to $346.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.20 to $348.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.24 to $348.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.