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Selig Laura 的 Form 4/A 修正申報

修正

Model N, Inc.(MODN),2023/2/21 申報

申報編號
0001118417-23-000050
申報時間
2023/2/21
交易日
2023/2/16-2/19
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2023/2/21

這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $28.8 萬。交易後 5 天申報。

這份修正申報取代了 0001118417-23-000045(2023/2/21 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Selig LauraCIK 0001758567高階主管(人資長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/2/16Common StockS賣出處分−310$35.04−$10,862.4109,251直接
2023/2/16Common StockS賣出處分−1,852$35.04−$64,894.08107,436直接
2023/2/16Common StockS賣出處分−354$35.04−$12,404.16107,082直接
2023/2/16Common StockS賣出處分−512$35.04−$17,940.48106,570直接
2023/2/17Common StockS賣出處分−5,188$35.10F4−$182,098.8101,637直接
2023/2/19Common StockA公司授予取得+255$25.97+$6,622.35101,892直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and/or performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.

F2

Includes an additional 37 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 4, 2020 in connection with the achievement of 101.1% of certain performance criteria related to the Reporting Person's PB-RSUs.

F3

This sale was affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022, as amended.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.65 to $35.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F5

Acquired under the Model N 2021 Employee Stock Purchase Plan.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)