Selig Laura's Form 4/A amendment
AmendedModel N, Inc. (MODN) · filed Feb 21, 2023
- Accession no.
- 0001118417-23-000050
- Filed
- Feb 21, 2023
- Trade date
- Feb 16-19, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 21, 2023
This filing lists 6 non-derivative transactions. Open-market sales total $288.2K. It was filed 5 days after the trade.
This amendment replaces 0001118417-23-000045 (filed Feb 21, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Selig LauraCIK 0001758567 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | SSaleDisposed | −310 | $35.04 | −$10,862.4 | 109,251 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −1,852 | $35.04 | −$64,894.08 | 107,436 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −354 | $35.04 | −$12,404.16 | 107,082 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −512 | $35.04 | −$17,940.48 | 106,570 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −5,188 | $35.10F4 | −$182,098.8 | 101,637 | Direct | |
| Feb 19, 2023 | Common Stock | AGrant or awardAcquired | +255 | $25.97 | +$6,622.35 | 101,892 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and/or performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
- F2
Includes an additional 37 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 4, 2020 in connection with the achievement of 101.1% of certain performance criteria related to the Reporting Person's PB-RSUs.
- F3
This sale was affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022, as amended.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.65 to $35.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Acquired under the Model N 2021 Employee Stock Purchase Plan.