Shcherbakov Eugene A 的 Form 4 申報
Ipg Photonics Corp（IPGP），2024/2/20 申報
- 申報編號
- 0001111928-24-000011
- 申報時間
- 2024/2/20
- 交易日
- 2024/2/15-2/16
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $79.3 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Shcherbakov Eugene ACIK 0001378544 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/15 | Common Stock | M行使選擇權取得 | +5,000 | $71.77 | +$358,850 | 74,761 | 直接 | |
| 2024/2/15 | Common Stock | S賣出處分 | −1,550 | $87.88F2 | −$136,214 | 73,211 | 直接 | |
| 2024/2/15 | Common Stock | S賣出處分 | −3,450 | $88.58F3 | −$305,601 | 69,761 | 直接 | |
| 2024/2/16 | Common Stock | M行使選擇權取得 | +4,000 | $71.77 | +$287,080 | 73,761 | 直接 | |
| 2024/2/16 | Common Stock | S賣出處分 | −2,361 | $87.14F4 | −$205,737.54 | 71,400 | 直接 | |
| 2024/2/16 | Common Stock | S賣出處分 | −1,639 | $88.44F5 | −$144,953.16 | 69,761 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/15 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 8,000 | 直接 | |
| 2024/2/16 | Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 4,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The reported transaction involves sale transactions ranging from $87.20 to $88.18 per share. The weighted average price per share was $87.88. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The reported transaction involves sale transactions ranging from $88.20 to $89.12 per share. The weighted average price per share was $88.58. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The reported transaction involves sale transactions ranging from $86.80 to $87.59 per share. The weighted average price per share was $87.14. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The reported transaction involves sale transactions ranging from $87.80 to $88.79 per share. The weighted average price per share was $88.44. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。