Shcherbakov Eugene A's Form 4 filing
Ipg Photonics Corp (IPGP) · filed Feb 20, 2024
- Accession no.
- 0001111928-24-000011
- Filed
- Feb 20, 2024
- Trade date
- Feb 15-16, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $792.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shcherbakov Eugene ACIK 0001378544 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $71.77 | +$358,850 | 74,761 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −1,550 | $87.88F2 | −$136,214 | 73,211 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −3,450 | $88.58F3 | −$305,601 | 69,761 | Direct | |
| Feb 16, 2024 | Common Stock | MOption exerciseAcquired | +4,000 | $71.77 | +$287,080 | 73,761 | Direct | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −2,361 | $87.14F4 | −$205,737.54 | 71,400 | Direct | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −1,639 | $88.44F5 | −$144,953.16 | 69,761 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 8,000 | Direct | |
| Feb 16, 2024 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 4,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported transaction involves sale transactions ranging from $87.20 to $88.18 per share. The weighted average price per share was $87.88. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The reported transaction involves sale transactions ranging from $88.20 to $89.12 per share. The weighted average price per share was $88.58. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported transaction involves sale transactions ranging from $86.80 to $87.59 per share. The weighted average price per share was $87.14. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The reported transaction involves sale transactions ranging from $87.80 to $88.79 per share. The weighted average price per share was $88.44. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.