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Meurice Eric 的 Form 4/A 修正申報

修正

Ipg Photonics Corp(IPGP),2024/1/31 申報

申報編號
0001111928-24-000004
申報時間
2024/1/31
交易日
2023/7/31
申報延遲
184 天
10b5-1 計畫
有勾選
原始申報日
2023/8/2

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $10.3 萬。交易後 184 天申報。

這份修正申報取代了 0001111928-23-000138(2023/8/2 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Meurice EricCIK 0001372258董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/7/31Common StockM行使選擇權取得+785$63.40+$49,76917,276直接
2023/7/31Common StockS賣出處分−480$131.27F3−$63,009.616,796直接
2023/7/31Common StockS賣出處分−293$132.25F4−$38,749.2516,503直接
2023/7/31Common StockS賣出處分−12$132.90F5−$1,594.816,491直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/7/31Common StockM行使選擇權處分−785$0.00$07,068直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On August 2, 2023, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently omitted the exercise of an aggregate of 785 options by the Reporting Person. The Original Form 4 reported the sale of shares of Common Stock of the Issuer ("Common Stock") underlying those options, pursuant to a Rule 10b5-1 trading plan. This Form 4 amendment is being filed for the purpose of amending and restating the Original Form 4 solely to report the exercise of the stock options and the resulting increase in beneficial ownership of Common Stock. The Reporting Person has not sold any additional shares of Common Stock beyond those sales reported in the Original Form 4.

F2

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F3

The reported transaction involves sale transactions ranging from $130.86 to $131.72 per share. The weighted average price per share was $131.27. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

The reported transaction involves sale transactions ranging from $131.86 to $132.82 per share. The weighted average price per share was $132.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

The reported transaction involves sale transactions ranging from $132.86 to $132.96 per share. The weighted average price per share was $132.90. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

Grant of stock options vesting in four equal annual installments on June 3, 2015, 2016, 2017 and 2018.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)