Meurice Eric's Form 4/A amendment
AmendedIpg Photonics Corp (IPGP) · filed Jan 31, 2024
- Accession no.
- 0001111928-24-000004
- Filed
- Jan 31, 2024
- Trade date
- Jul 31, 2023
- Filing delay
- 184 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Aug 2, 2023
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $103.4K. It was filed 184 days after the trade.
This amendment replaces 0001111928-23-000138 (filed Aug 2, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Meurice EricCIK 0001372258 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseAcquired | +785 | $63.40 | +$49,769 | 17,276 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −480 | $131.27F3 | −$63,009.6 | 16,796 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −293 | $132.25F4 | −$38,749.25 | 16,503 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −12 | $132.90F5 | −$1,594.8 | 16,491 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −785 | $0.00 | $0 | 7,068 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 2, 2023, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently omitted the exercise of an aggregate of 785 options by the Reporting Person. The Original Form 4 reported the sale of shares of Common Stock of the Issuer ("Common Stock") underlying those options, pursuant to a Rule 10b5-1 trading plan. This Form 4 amendment is being filed for the purpose of amending and restating the Original Form 4 solely to report the exercise of the stock options and the resulting increase in beneficial ownership of Common Stock. The Reporting Person has not sold any additional shares of Common Stock beyond those sales reported in the Original Form 4.
- F2
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.
- F3
The reported transaction involves sale transactions ranging from $130.86 to $131.72 per share. The weighted average price per share was $131.27. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported transaction involves sale transactions ranging from $131.86 to $132.82 per share. The weighted average price per share was $132.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The reported transaction involves sale transactions ranging from $132.86 to $132.96 per share. The weighted average price per share was $132.90. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Grant of stock options vesting in four equal annual installments on June 3, 2015, 2016, 2017 and 2018.