Hawthorn Horizon Credit Fund LLC, Series 21 的 Form 4 申報
Katapult Holdings, Inc.（KPLT），2026/8/12 申報
- 申報編號
- 0001104659-26-094993
- 申報時間
- 2026/8/12 17:00 ET
- 交易日
- 2026/8/10-8/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $6,468.12。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hawthorn Horizon Credit Fund LLC, Series 21CIK 0002095523 | 持股 10% 以上大股東 |
| HHCF Series 21 Sub Holdco, LLCCIK 0002095528 | 持股 10% 以上大股東 |
| HHCF Series 21 Sub, LLCCIK 0002095529 | 持股 10% 以上大股東 |
| Risser LaneCIK 0002095688 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/8/10 | Common Stock | X行使價內選擇權取得 | +486,264 | $0.01 | +$4,862.64 | 486,264 | 直接 | |
| 2026/8/10 | Common Stock | X行使價內選擇權取得 | +160,000 | $0.01 | +$1,600 | 646,264 | 直接 | |
| 2026/8/10 | Common Stock | S賣出處分 | −765 | $6.36 | −$4,865.4 | 645,499 | 直接 | |
| 2026/8/10 | Common Stock | S賣出處分 | −252 | $6.36 | −$1,602.72 | 645,247 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
The Issuer, Katapult Merger Sub 1, Inc., a wholly-owned indirect subsidiary of the Issuer ("Merger Sub 1"), Katapult Merger Sub 2, LLC, a wholly-owned indirect subsidiary of Katapult ("Merger Sub 2"), CCF Holdings LLC, and Aaron's Intermediate Holdco, INC. ("Aaron's"), entered into an Agreement and Plan of Merger (the "Merger Agreement"). At the closing of the Mergers, which occurred on August 11, 2026, Merger Sub 1 merged with and into Aaron's (the "Aaron's Merger") and Merger Sub 2 merged with and into CCFI (the "CCFI Merger" and together with the Aaron's Merger, collectively the "Mergers").
表 II 有 2 筆交易的價格引用這則附註。
- F7
Immediately prior to the effective time of the Aaron's Merger, (i) the holders (the "Aaron's MIP Holders") of Class A Unit and Class B Unit membership interests ("Aaron's MIP Units") of Aaron's MIP Holdings, LLC assigned to the Issuer the Aaron's MIP Units and (ii) the Issuer issued to the Aaron's MIP Holders, 943,580 shares of the Issuer's Common Stock (the "Aaron's MIP Exchange"). The Issuer, Aaron's, CCFI and HHCF Sub entered into a side letter, effective as of immediately prior to the Aaron's MIP Exchange, pursuant to which (i) HHCF sold to the Issuer all Series A Convertible Preferred Stock and Series B Preferred Stock held by HHCF at a price per share equal to the liquidation preference of such share, plus any accrued and unpaid regular dividends thereon which purchase price was paid by the issuance of a new debt instrument by a subsidiary of the Issuer.
表 II 有 2 筆交易的價格引用這則附註。