Hawthorn Horizon Credit Fund LLC, Series 21's Form 4 filing
Katapult Holdings, Inc. (KPLT) · filed Aug 12, 2026
- Accession no.
- 0001104659-26-094993
- Filed
- Aug 12, 2026, 5:00 PM ET
- Trade date
- Aug 10-11, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $6.47K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawthorn Horizon Credit Fund LLC, Series 21CIK 0002095523 | 10% Owner |
| HHCF Series 21 Sub Holdco, LLCCIK 0002095528 | 10% Owner |
| HHCF Series 21 Sub, LLCCIK 0002095529 | 10% Owner |
| Risser LaneCIK 0002095688 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Common Stock | XIn-the-money exerciseAcquired | +486,264 | $0.01 | +$4,862.64 | 486,264 | Direct | |
| Aug 10, 2026 | Common Stock | XIn-the-money exerciseAcquired | +160,000 | $0.01 | +$1,600 | 646,264 | Direct | |
| Aug 10, 2026 | Common Stock | SSaleDisposed | −765 | $6.36 | −$4,865.4 | 645,499 | Direct | |
| Aug 10, 2026 | Common Stock | SSaleDisposed | −252 | $6.36 | −$1,602.72 | 645,247 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Common stock | XIn-the-money exerciseDisposed | −486,264 | $0.00 | $0 | 0 | Direct | |
| Aug 10, 2026 | Common stock | XIn-the-money exerciseDisposed | −160,000 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2026 | Common stock | SSaleDisposed | −2,840,910 | –F6,F7 | – | 0 | Direct | |
| Aug 11, 2026 | Common stock | SSaleDisposed | −2,633,890 | –F6,F7 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The Issuer, Katapult Merger Sub 1, Inc., a wholly-owned indirect subsidiary of the Issuer ("Merger Sub 1"), Katapult Merger Sub 2, LLC, a wholly-owned indirect subsidiary of Katapult ("Merger Sub 2"), CCF Holdings LLC, and Aaron's Intermediate Holdco, INC. ("Aaron's"), entered into an Agreement and Plan of Merger (the "Merger Agreement"). At the closing of the Mergers, which occurred on August 11, 2026, Merger Sub 1 merged with and into Aaron's (the "Aaron's Merger") and Merger Sub 2 merged with and into CCFI (the "CCFI Merger" and together with the Aaron's Merger, collectively the "Mergers").
Referenced by the price of 2 transactions in Table II.
- F7
Immediately prior to the effective time of the Aaron's Merger, (i) the holders (the "Aaron's MIP Holders") of Class A Unit and Class B Unit membership interests ("Aaron's MIP Units") of Aaron's MIP Holdings, LLC assigned to the Issuer the Aaron's MIP Units and (ii) the Issuer issued to the Aaron's MIP Holders, 943,580 shares of the Issuer's Common Stock (the "Aaron's MIP Exchange"). The Issuer, Aaron's, CCFI and HHCF Sub entered into a side letter, effective as of immediately prior to the Aaron's MIP Exchange, pursuant to which (i) HHCF sold to the Issuer all Series A Convertible Preferred Stock and Series B Preferred Stock held by HHCF at a price per share equal to the liquidation preference of such share, plus any accrued and unpaid regular dividends thereon which purchase price was paid by the issuance of a new debt instrument by a subsidiary of the Issuer.
Referenced by the price of 2 transactions in Table II.