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Jeremy M. Sclar 2012 Irrevocable Family Trust 的 Form 4 申報

ProMIS Neurosciences Inc.PMN,2025/9/30 申報

申報編號
0001104659-25-095035
申報時間
2025/9/30
交易日
2025/7/25-7/29
申報延遲
67 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、4 筆衍生性交易。交易後 67 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Jeremy M. Sclar 2012 Irrevocable Family TrustCIK 0002089163持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/7/25Common Shares, no par valueX行使價內選擇權取得+697,674–F1–2,315,111直接重複申報
2025/7/25Common Shares, no par valueX行使價內選擇權取得+697,674–F2–3,012,785直接重複申報
2025/7/25Common Shares, no par valueX行使價內選擇權取得+697,674–F3–3,710,459直接重複申報

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2025/7/25Common SharesX行使價內選擇權處分−697,674$0.00$00直接重複申報
2025/7/25Common SharesX行使價內選擇權處分−697,674$0.00$00直接重複申報
2025/7/25Common SharesX行使價內選擇權處分−697,674$0.00$00直接重複申報
2025/7/29Common SharesP買進取得+3,139,533–F4–3,139,533直接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.

表 I 有 1 筆交易的價格引用這則附註。

F2

On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.

表 I 有 1 筆交易的價格引用這則附註。

F3

On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.

表 I 有 1 筆交易的價格引用這則附註。

F4

On July 29, 2025, the JS Trust acquired a warrant to purchase 3,139,533 Common Shares at an exercise price of $1.25 per share. The purchase price for the warrant was $0.1875 per Common Share underlying the warrant. The warrant is currently exercisable and expires five years after the date of issuance.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)