Jeremy M. Sclar 2012 Irrevocable Family Trust's Form 4 filing
ProMIS Neurosciences Inc.PMN · filed Sep 30, 2025
- Accession no.
- 0001104659-25-095035
- Filed
- Sep 30, 2025
- Trade date
- Jul 25-29, 2025
- Filing delay
- 67 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. It was filed 67 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jeremy M. Sclar 2012 Irrevocable Family TrustCIK 0002089163 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2025 | Common Shares, no par value | XIn-the-money exerciseAcquired | +697,674 | –F1 | – | 2,315,111 | Direct | Duplicate filing |
| Jul 25, 2025 | Common Shares, no par value | XIn-the-money exerciseAcquired | +697,674 | –F2 | – | 3,012,785 | Direct | Duplicate filing |
| Jul 25, 2025 | Common Shares, no par value | XIn-the-money exerciseAcquired | +697,674 | –F3 | – | 3,710,459 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2025 | Common Shares | XIn-the-money exerciseDisposed | −697,674 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Jul 25, 2025 | Common Shares | XIn-the-money exerciseDisposed | −697,674 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Jul 25, 2025 | Common Shares | XIn-the-money exerciseDisposed | −697,674 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Jul 29, 2025 | Common Shares | PPurchaseAcquired | +3,139,533 | –F4 | – | 3,139,533 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.
Referenced by the price of 1 transaction in Table I.
- F2
On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.
Referenced by the price of 1 transaction in Table I.
- F3
On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share.
Referenced by the price of 1 transaction in Table I.
- F4
On July 29, 2025, the JS Trust acquired a warrant to purchase 3,139,533 Common Shares at an exercise price of $1.25 per share. The purchase price for the warrant was $0.1875 per Common Share underlying the warrant. The warrant is currently exercisable and expires five years after the date of issuance.
Referenced by the price of 1 transaction in Table II.