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Griffith William J.G. 的 Form 4 申報

Netskope Inc(NTSK),2025/9/22 申報

申報編號
0001104659-25-092232
申報時間
2025/9/22
交易日
2025/9/18-9/19
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 19 筆非衍生性交易、11 筆衍生性交易。公開市場買進合計 $3,800 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Griffith William J.G.CIK 0001688124董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/9/18Common StockC轉換取得+8,127,540–F1–8,127,540間接
2025/9/18Common StockC轉換取得+11,976,293–F1–11,976,293間接
2025/9/18Common StockC轉換取得+18,872,434–F1–18,872,434間接
2025/9/18Common StockC轉換取得+12,874,066–F1–12,874,066間接
2025/9/18Common StockC轉換取得+10,077,800–F1–10,077,800間接
2025/9/18Common StockC轉換取得+2,339,380–F1–2,339,380間接
2025/9/19Common StockJ其他處分−8,127,540–F2–0間接
2025/9/19Common StockJ其他處分−11,976,293–F2–0間接
2025/9/19Common StockJ其他處分−18,872,434–F2–0間接
2025/9/19Common StockJ其他處分−12,874,066–F2–0間接
2025/9/19Common StockJ其他處分−10,077,800–F2–0間接
2025/9/19Common StockJ其他處分−2,339,380–F2–0間接
2025/9/19Class A Common StockC轉換取得+10,942,956–F5–10,942,956間接
2025/9/19Class A Common StockC轉換取得+8,566,130–F5–8,566,130間接
2025/9/19Class A Common StockC轉換取得+1,988,473–F5–1,988,473間接
2025/9/19Class A Common StockP買進取得+295,219$19.00+$5,609,16111,238,175間接
2025/9/19Class A Common StockP買進取得+231,097$19.00+$4,390,8438,797,227間接
2025/9/19Class A Common StockP買進取得+595,778$19.00+$11,319,782595,778間接
2025/9/19Class A Common StockP買進取得+877,906$19.00+$16,680,214877,906間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2025/9/18Common StockC轉換處分−3,262,200$0.00$00間接
2025/9/18Common StockC轉換處分−4,806,998$0.00$00間接
2025/9/19Class A Common StockJ其他取得+8,127,540$0.00$08,127,540間接
2025/9/19Class A Common StockJ其他取得+11,976,293$0.00$011,976,293間接
2025/9/19Class A Common StockJ其他取得+18,872,434$0.00$018,872,434間接
2025/9/19Class A Common StockJ其他取得+12,874,066$0.00$012,874,066間接
2025/9/19Class A Common StockJ其他取得+10,077,800$0.00$010,077,800間接
2025/9/19Class A Common StockJ其他取得+2,339,380$0.00$02,339,380間接
2025/9/19Class A Common StockC轉換處分−10,942,956$0.00$01,931,110間接
2025/9/19Class A Common StockC轉換處分−8,566,130$0.00$01,511,670間接
2025/9/19Class A Common StockC轉換處分−1,988,473$0.00$0350,907間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO") and had no expiration date.

表 I 有 6 筆交易的價格引用這則附註。

F2

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the IPO.

表 I 有 6 筆交易的價格引用這則附註。

F5

On September 19, 2025, ICONIQ Strategic Partners II, L.P., ICONIQ Strategic Partners II-B, L.P. and ICONIQ Strategic Partners II Co-Invest, L.P. (Series NS) converted 10,942,956 shares, 8,566,130 shares and 1,988,473 shares, respectively, of the Issuer's Class B Common Stock into an equal number of shares of the Issuer's Class A Common Stock.

表 I 有 3 筆交易的價格引用這則附註。

備註

Form 2 of 2: Due to the limitations of the SEC's electronic filing system, this Form 4 is being split into two filings to account for the number of holding lines in Table II.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)