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Griffith William J.G.'s Form 4 filing

Netskope Inc (NTSK) · filed Sep 22, 2025

Accession no.
0001104659-25-092232
Filed
Sep 22, 2025
Trade date
Sep 18-19, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 19 non-derivative transactions and 11 derivative transactions. Open-market purchases total $38.0M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Griffith William J.G.CIK 0001688124Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 18, 2025Common StockCConversionAcquired+8,127,540–F1–8,127,540Indirect
Sep 18, 2025Common StockCConversionAcquired+11,976,293–F1–11,976,293Indirect
Sep 18, 2025Common StockCConversionAcquired+18,872,434–F1–18,872,434Indirect
Sep 18, 2025Common StockCConversionAcquired+12,874,066–F1–12,874,066Indirect
Sep 18, 2025Common StockCConversionAcquired+10,077,800–F1–10,077,800Indirect
Sep 18, 2025Common StockCConversionAcquired+2,339,380–F1–2,339,380Indirect
Sep 19, 2025Common StockJOtherDisposed−8,127,540–F2–0Indirect
Sep 19, 2025Common StockJOtherDisposed−11,976,293–F2–0Indirect
Sep 19, 2025Common StockJOtherDisposed−18,872,434–F2–0Indirect
Sep 19, 2025Common StockJOtherDisposed−12,874,066–F2–0Indirect
Sep 19, 2025Common StockJOtherDisposed−10,077,800–F2–0Indirect
Sep 19, 2025Common StockJOtherDisposed−2,339,380–F2–0Indirect
Sep 19, 2025Class A Common StockCConversionAcquired+10,942,956–F5–10,942,956Indirect
Sep 19, 2025Class A Common StockCConversionAcquired+8,566,130–F5–8,566,130Indirect
Sep 19, 2025Class A Common StockCConversionAcquired+1,988,473–F5–1,988,473Indirect
Sep 19, 2025Class A Common StockPPurchaseAcquired+295,219$19.00+$5,609,16111,238,175Indirect
Sep 19, 2025Class A Common StockPPurchaseAcquired+231,097$19.00+$4,390,8438,797,227Indirect
Sep 19, 2025Class A Common StockPPurchaseAcquired+595,778$19.00+$11,319,782595,778Indirect
Sep 19, 2025Class A Common StockPPurchaseAcquired+877,906$19.00+$16,680,214877,906Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 18, 2025Common StockCConversionDisposed−3,262,200$0.00$00Indirect
Sep 18, 2025Common StockCConversionDisposed−4,806,998$0.00$00Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+8,127,540$0.00$08,127,540Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+11,976,293$0.00$011,976,293Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+18,872,434$0.00$018,872,434Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+12,874,066$0.00$012,874,066Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+10,077,800$0.00$010,077,800Indirect
Sep 19, 2025Class A Common StockJOtherAcquired+2,339,380$0.00$02,339,380Indirect
Sep 19, 2025Class A Common StockCConversionDisposed−10,942,956$0.00$01,931,110Indirect
Sep 19, 2025Class A Common StockCConversionDisposed−8,566,130$0.00$01,511,670Indirect
Sep 19, 2025Class A Common StockCConversionDisposed−1,988,473$0.00$0350,907Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO") and had no expiration date.

Referenced by the price of 6 transactions in Table I.

F2

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the IPO.

Referenced by the price of 6 transactions in Table I.

F5

On September 19, 2025, ICONIQ Strategic Partners II, L.P., ICONIQ Strategic Partners II-B, L.P. and ICONIQ Strategic Partners II Co-Invest, L.P. (Series NS) converted 10,942,956 shares, 8,566,130 shares and 1,988,473 shares, respectively, of the Issuer's Class B Common Stock into an equal number of shares of the Issuer's Class A Common Stock.

Referenced by the price of 3 transactions in Table I.

Remarks

Form 2 of 2: Due to the limitations of the SEC's electronic filing system, this Form 4 is being split into two filings to account for the number of holding lines in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)