Adair Jason 的 Form 4/A 修正申報
修正Liquidia Corp（LQDA），2024/11/20 申報
- 申報編號
- 0001104659-24-121037
- 申報時間
- 2024/11/20
- 交易日
- 2024/10/28
- 申報延遲
- 23 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/10/29
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $5,191.29。交易後 23 天申報。
這份修正申報取代了 0001104659-24-112283（2024/10/29 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Adair JasonCIK 0001747055 | 高階主管（業務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/28 | Common Stock | S賣出處分 | −459 | $11.31 | −$5,191.29 | 118,115 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023 (the "10b5-1 plan").
- F2
These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on July 6, 2023.
- F3
Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
備註
This amendment is being filed solely to correct the transaction code in column 4 above. The original filing utilized code "A" inadvertently and this amendment changes that code to "D" to indicate that the transaction was a sale of shares pursuant to the 10b5-1 plan.