Adair Jason's Form 4/A amendment
AmendedLiquidia Corp (LQDA) · filed Nov 20, 2024
- Accession no.
- 0001104659-24-121037
- Filed
- Nov 20, 2024
- Trade date
- Oct 28, 2024
- Filing delay
- 23 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Oct 29, 2024
This filing lists 1 non-derivative transaction. Open-market sales total $5.19K. It was filed 23 days after the trade.
This amendment replaces 0001104659-24-112283 (filed Oct 29, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adair JasonCIK 0001747055 | Officer (Chief Business Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | SSaleDisposed | −459 | $11.31 | −$5,191.29 | 118,115 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023 (the "10b5-1 plan").
- F2
These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on July 6, 2023.
- F3
Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
Remarks
This amendment is being filed solely to correct the transaction code in column 4 above. The original filing utilized code "A" inadvertently and this amendment changes that code to "D" to indicate that the transaction was a sale of shares pursuant to the 10b5-1 plan.