Mishra Ashok 的 Form 4 申報
Innodata Inc（INOD），2024/11/19 申報
- 申報編號
- 0001104659-24-120671
- 申報時間
- 2024/11/19
- 交易日
- 2024/11/18-11/19
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $613.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mishra AshokCIK 0001161075 | 高階主管（執行副總裁、營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/18 | Common Stock | M行使選擇權取得 | +50,000 | $1.07 | +$53,500 | 50,000 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −389 | $40.75F1,F2 | −$15,851.75 | 49,611 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −32,754 | $42.33F2,F3 | −$1,386,476.82 | 16,857 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −16,857 | $43.35F2,F4 | −$730,750.95 | 0 | 直接 | |
| 2024/11/19 | Common Stock | M行使選擇權取得 | +92,726 | $1.07 | +$99,216.82 | 92,726 | 直接 | |
| 2024/11/19 | Common Stock | S賣出處分 | −50,000 | $42.15F2,F5 | −$2,107,500 | 42,726 | 直接 | |
| 2024/11/19 | Common Stock | S賣出處分 | −30,000 | $44.02F2,F6 | −$1,320,600 | 12,726 | 直接 | |
| 2024/11/19 | Common Stock | S賣出處分 | −12,726 | $45.12F2,F7 | −$574,197.12 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/18 | Common Stock | M行使選擇權處分 | −50,000 | $0.00 | $0 | 110,000 | 直接 | |
| 2024/11/19 | Common Stock | M行使選擇權處分 | −92,726 | $0.00 | $0 | 17,274 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $40.73 to $40.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The sale of the shares reported in Column 4 was made as part of the reporting person's personal investment and financial planning needs, including for individual retirement planning and portfolio diversification purposes.
表 I 有 6 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $42.00 to $42.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $43.00 to $43.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $42.00 to $42.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $44.00 to $44.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $45.00 to $45.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。