Mishra Ashok's Form 4 filing
Innodata Inc (INOD) · filed Nov 19, 2024
- Accession no.
- 0001104659-24-120671
- Filed
- Nov 19, 2024
- Trade date
- Nov 18-19, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mishra AshokCIK 0001161075 | Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +50,000 | $1.07 | +$53,500 | 50,000 | Direct | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −389 | $40.75F1,F2 | −$15,851.75 | 49,611 | Direct | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −32,754 | $42.33F2,F3 | −$1,386,476.82 | 16,857 | Direct | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −16,857 | $43.35F2,F4 | −$730,750.95 | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +92,726 | $1.07 | +$99,216.82 | 92,726 | Direct | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −50,000 | $42.15F2,F5 | −$2,107,500 | 42,726 | Direct | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −30,000 | $44.02F2,F6 | −$1,320,600 | 12,726 | Direct | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −12,726 | $45.12F2,F7 | −$574,197.12 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 110,000 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −92,726 | $0.00 | $0 | 17,274 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $40.73 to $40.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The sale of the shares reported in Column 4 was made as part of the reporting person's personal investment and financial planning needs, including for individual retirement planning and portfolio diversification purposes.
Referenced by the price of 6 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $42.00 to $42.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $43.00 to $43.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $42.00 to $42.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $44.00 to $44.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $45.00 to $45.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.