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O'Sullivan Anthony 的 Form 4 申報

TMC the metals Co Inc.(TMC),2024/5/23 申報

申報編號
0001104659-24-064842
申報時間
2024/5/23
交易日
2024/5/21-5/23
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $14.2 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
O'Sullivan AnthonyCIK 0001874198高階主管(發展長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/5/21Common SharesS賣出處分−50,000$1.39F1−$69,500896,829直接
2024/5/22Common SharesS賣出處分−25,000$1.40F2−$35,000871,829直接
2024/5/23Common SharesS賣出處分−25,000$1.48F3−$37,000846,829直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

備註

Exhibit 24.1 - Power of Attorney

看 SEC EDGAR 上的完整原文 (在新分頁開啟)