O'Sullivan Anthony's Form 4 filing
TMC the metals Co Inc. (TMC) · filed May 23, 2024
- Accession no.
- 0001104659-24-064842
- Filed
- May 23, 2024
- Trade date
- May 21-23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $141.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Sullivan AnthonyCIK 0001874198 | Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | Common Shares | SSaleDisposed | −50,000 | $1.39F1 | −$69,500 | 896,829 | Direct | |
| May 22, 2024 | Common Shares | SSaleDisposed | −25,000 | $1.40F2 | −$35,000 | 871,829 | Direct | |
| May 23, 2024 | Common Shares | SSaleDisposed | −25,000 | $1.48F3 | −$37,000 | 846,829 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24.1 - Power of Attorney