Arnold Craig 的 Form 4 申報
Eaton Corp plc（ETN），2023/6/7 申報
- 申報編號
- 0001104659-23-068916
- 申報時間
- 2023/6/7
- 交易日
- 2023/6/5-6/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $3,122 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Arnold CraigCIK 0001188578 | 董事、高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/5 | Ordinary Shares | M行使選擇權取得 | +116,330 | $81.96 | +$9,534,406.8 | 632,729 | 直接 | |
| 2023/6/5 | Ordinary Shares | S賣出處分 | −94,945 | $183.71F1 | −$17,442,345.95 | 537,784 | 直接 | |
| 2023/6/5 | Ordinary Shares | S賣出處分 | −21,385 | $184.43F2 | −$3,944,035.55 | 516,399 | 直接 | |
| 2023/6/5 | Ordinary Shares | M行使選擇權取得 | +26,936 | $80.49 | +$2,168,078.64 | 543,335 | 直接 | |
| 2023/6/5 | Ordinary Shares | S賣出處分 | −26,936 | $184.18F3 | −$4,961,072.48 | 516,399 | 直接 | |
| 2023/6/5 | Ordinary Shares | M行使選擇權取得 | +1,018 | $98.21 | +$99,977.78 | 517,417 | 直接 | |
| 2023/6/5 | Ordinary Shares | F扣股繳稅處分 | −542 | $184.45 | −$99,971.9 | 516,875 | 直接 | |
| 2023/6/6 | Ordinary Shares | M行使選擇權取得 | +26,437 | $80.49 | +$2,127,914.13 | 543,312 | 直接 | |
| 2023/6/6 | Ordinary Shares | S賣出處分 | −24,526 | $184.42F4 | −$4,523,084.92 | 518,786 | 直接 | |
| 2023/6/6 | Ordinary Shares | S賣出處分 | −1,911 | $185.13F5 | −$353,783.43 | 516,875 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/5 | Ordinary Shares | M行使選擇權處分 | −116,330 | $0.00 | $0 | 0 | 直接 | |
| 2023/6/5 | Ordinary Shares | M行使選擇權處分 | −26,936 | $0.00 | $0 | 149,372 | 直接 | |
| 2023/6/5 | Ordinary Shares | M行使選擇權處分 | −1,018 | $0.00 | $0 | 161,082 | 直接 | |
| 2023/6/6 | Ordinary Shares | M行使選擇權處分 | −26,437 | $0.00 | $0 | 122,935 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.