Arnold Craig's Form 4 filing
Eaton Corp plc (ETN) · filed Jun 7, 2023
- Accession no.
- 0001104659-23-068916
- Filed
- Jun 7, 2023
- Trade date
- Jun 5-6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $31.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arnold CraigCIK 0001188578 | Director, Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2023 | Ordinary Shares | MOption exerciseAcquired | +116,330 | $81.96 | +$9,534,406.8 | 632,729 | Direct | |
| Jun 5, 2023 | Ordinary Shares | SSaleDisposed | −94,945 | $183.71F1 | −$17,442,345.95 | 537,784 | Direct | |
| Jun 5, 2023 | Ordinary Shares | SSaleDisposed | −21,385 | $184.43F2 | −$3,944,035.55 | 516,399 | Direct | |
| Jun 5, 2023 | Ordinary Shares | MOption exerciseAcquired | +26,936 | $80.49 | +$2,168,078.64 | 543,335 | Direct | |
| Jun 5, 2023 | Ordinary Shares | SSaleDisposed | −26,936 | $184.18F3 | −$4,961,072.48 | 516,399 | Direct | |
| Jun 5, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,018 | $98.21 | +$99,977.78 | 517,417 | Direct | |
| Jun 5, 2023 | Ordinary Shares | FTax withholdingDisposed | −542 | $184.45 | −$99,971.9 | 516,875 | Direct | |
| Jun 6, 2023 | Ordinary Shares | MOption exerciseAcquired | +26,437 | $80.49 | +$2,127,914.13 | 543,312 | Direct | |
| Jun 6, 2023 | Ordinary Shares | SSaleDisposed | −24,526 | $184.42F4 | −$4,523,084.92 | 518,786 | Direct | |
| Jun 6, 2023 | Ordinary Shares | SSaleDisposed | −1,911 | $185.13F5 | −$353,783.43 | 516,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −116,330 | $0.00 | $0 | 0 | Direct | |
| Jun 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −26,936 | $0.00 | $0 | 149,372 | Direct | |
| Jun 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,018 | $0.00 | $0 | 161,082 | Direct | |
| Jun 6, 2023 | Ordinary Shares | MOption exerciseDisposed | −26,437 | $0.00 | $0 | 122,935 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.