Okray Thomas B 的 Form 4 申報
Eaton Corp plc（ETN），2023/5/19 申報
- 申報編號
- 0001104659-23-062693
- 申報時間
- 2023/5/19
- 交易日
- 2023/5/18
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $410.0 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Okray Thomas BCIK 0001689107 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/18 | Ordinary Shares | M行使選擇權取得 | +1,644 | $121.54 | +$199,811.76 | 9,011 | 直接 | |
| 2023/5/18 | Ordinary Shares | S賣出處分 | −1,644 | $174.57F2 | −$286,993.08 | 7,367 | 直接 | |
| 2023/5/18 | Ordinary Shares | M行使選擇權取得 | +6,150 | $121.54 | +$747,471 | 13,517 | 直接 | |
| 2023/5/18 | Ordinary Shares | S賣出處分 | −6,150 | $170.89F3 | −$1,050,973.5 | 7,367 | 直接 | |
| 2023/5/18 | Ordinary Shares | M行使選擇權取得 | +16,170 | $139.49 | +$2,255,553.3 | 23,537 | 直接 | |
| 2023/5/18 | Ordinary Shares | S賣出處分 | −16,170 | $170.82F4 | −$2,762,159.4 | 7,367 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/18 | Ordinary Shares | M行使選擇權處分 | −1,644 | $0.00 | $0 | 10,166 | 直接 | |
| 2023/5/18 | Ordinary Shares | M行使選擇權處分 | −6,150 | $0.00 | $0 | 4,016 | 直接 | |
| 2023/5/18 | Ordinary Shares | M行使選擇權處分 | −16,170 | $0.00 | $0 | 8,330 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.56 - $174.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.855 - $171.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.71 - $171.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Executive Vice President and Chief Financial Officer of Eaton Corporation, a subsidiary of the Issuer.