Okray Thomas B's Form 4 filing
Eaton Corp plc (ETN) · filed May 19, 2023
- Accession no.
- 0001104659-23-062693
- Filed
- May 19, 2023
- Trade date
- May 18, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.10M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Okray Thomas BCIK 0001689107 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,644 | $121.54 | +$199,811.76 | 9,011 | Direct | |
| May 18, 2023 | Ordinary Shares | SSaleDisposed | −1,644 | $174.57F2 | −$286,993.08 | 7,367 | Direct | |
| May 18, 2023 | Ordinary Shares | MOption exerciseAcquired | +6,150 | $121.54 | +$747,471 | 13,517 | Direct | |
| May 18, 2023 | Ordinary Shares | SSaleDisposed | −6,150 | $170.89F3 | −$1,050,973.5 | 7,367 | Direct | |
| May 18, 2023 | Ordinary Shares | MOption exerciseAcquired | +16,170 | $139.49 | +$2,255,553.3 | 23,537 | Direct | |
| May 18, 2023 | Ordinary Shares | SSaleDisposed | −16,170 | $170.82F4 | −$2,762,159.4 | 7,367 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,644 | $0.00 | $0 | 10,166 | Direct | |
| May 18, 2023 | Ordinary Shares | MOption exerciseDisposed | −6,150 | $0.00 | $0 | 4,016 | Direct | |
| May 18, 2023 | Ordinary Shares | MOption exerciseDisposed | −16,170 | $0.00 | $0 | 8,330 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.56 - $174.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.855 - $171.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.71 - $171.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Chief Financial Officer of Eaton Corporation, a subsidiary of the Issuer.