Friedman Gary G 的 Form 4 申報
RHRH，2022/12/15 申報
- 申報編號
- 0001104659-22-127481
- 申報時間
- 2022/12/15
- 交易日
- 2022/12/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $7,153 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Friedman Gary GCIK 0001137443 | 董事、高階主管（董事長、執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/13 | Common Stock | M行使選擇權取得 | +271,254 | $75.43 | +$20,460,689.22 | 3,251,412 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −1,500 | $258.65F2 | −$387,975 | 3,249,912 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −2,800 | $260.02F3 | −$728,056 | 3,247,112 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −5,100 | $260.95F4 | −$1,330,845 | 3,242,012 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −38,577 | $262.08F5 | −$10,110,260.16 | 3,203,435 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −53,916 | $262.98F6 | −$14,178,829.68 | 3,149,519 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −78,822 | $264.00F7 | −$20,809,008 | 3,070,697 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −73,551 | $264.81F8 | −$19,477,040.31 | 2,997,146 | 直接 | |
| 2022/12/13 | Common Stock | S賣出處分 | −16,988 | $265.61F9 | −$4,512,182.68 | 2,980,158 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/13 | Common Stock | M行使選擇權處分 | −271,254 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades ranging from $258.11 to $259.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $259.31 to $260.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $260.38 to $261.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $261.39 to $262.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $262.40 to $263.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $263.41 to $264.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades ranging from $264.42 to $265.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades ranging from $265.44 to $266.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。