Friedman Gary G's Form 4 filing
RH (RH) · filed Dec 15, 2022
- Accession no.
- 0001104659-22-127481
- Filed
- Dec 15, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $71.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Gary GCIK 0001137443 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +271,254 | $75.43 | +$20,460,689.22 | 3,251,412 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −1,500 | $258.65 | −$387,975 | 3,249,912 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −2,800 | $260.02 | −$728,056 | 3,247,112 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −5,100 | $260.95 | −$1,330,845 | 3,242,012 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −38,577 | $262.08 | −$10,110,260.16 | 3,203,435 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −53,916 | $262.98 | −$14,178,829.68 | 3,149,519 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −78,822 | $264.00 | −$20,809,008 | 3,070,697 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −73,551 | $264.81 | −$19,477,040.31 | 2,997,146 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −16,988 | $265.61 | −$4,512,182.68 | 2,980,158 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −271,254 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.