Wu David James 的 Form 4 申報
Eargo, Inc.（EAR），2022/8/15 申報
- 申報編號
- 0001104659-22-091084
- 申報時間
- 2022/8/15
- 交易日
- 2022/8/11
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $9,614。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wu David JamesCIK 0001827421 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/11 | Common Stock | S賣出處分 | −10,120 | $0.95F1 | −$9,614 | 1,542,259 | 間接 | |
| 2022/8/11 | Common Stock | J其他處分 | −1,542,259 | $0.00 | $0 | 0 | 間接 | |
| 2022/8/11 | Common Stock | J其他取得 | +11,910 | $0.00 | $0 | 11,910 | 間接 | |
| 2022/8/11 | Common Stock | J其他處分 | −11,910 | $0.00 | $0 | 0 | 間接 | |
| 2022/8/11 | Common Stock | J其他取得 | +1,694 | $0.00 | $0 | 1,694 | 直接 | |
| 2022/8/11 | Common Stock | J其他取得 | +17,454 | $0.00 | $0 | 19,148 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Consists of 9,068 shares held by Maveron Equity Partners IV, L.P. ("MEP IV"), 294 shares held by Maveron IV Entrepreneurs' Fund, L.P. ("Entrepreneurs Fund IV"), and 758 shares held by MEP Associates IV, L.P. ("Associates Fund IV"). The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP IV, Entrepreneurs Fund IV and Associates Fund IV, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.95 to $0.956, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。