Wu David James's Form 4 filing
Eargo, Inc. (EAR) · filed Aug 15, 2022
- Accession no.
- 0001104659-22-091084
- Filed
- Aug 15, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $9.61K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wu David JamesCIK 0001827421 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | SSaleDisposed | −10,120 | $0.95F1 | −$9,614 | 1,542,259 | Indirect | |
| Aug 11, 2022 | Common Stock | JOtherDisposed | −1,542,259 | $0.00 | $0 | 0 | Indirect | |
| Aug 11, 2022 | Common Stock | JOtherAcquired | +11,910 | $0.00 | $0 | 11,910 | Indirect | |
| Aug 11, 2022 | Common Stock | JOtherDisposed | −11,910 | $0.00 | $0 | 0 | Indirect | |
| Aug 11, 2022 | Common Stock | JOtherAcquired | +1,694 | $0.00 | $0 | 1,694 | Direct | |
| Aug 11, 2022 | Common Stock | JOtherAcquired | +17,454 | $0.00 | $0 | 19,148 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Consists of 9,068 shares held by Maveron Equity Partners IV, L.P. ("MEP IV"), 294 shares held by Maveron IV Entrepreneurs' Fund, L.P. ("Entrepreneurs Fund IV"), and 758 shares held by MEP Associates IV, L.P. ("Associates Fund IV"). The Reporting Person is a partner at Maveron LLC, which is affiliated with MEP IV, Entrepreneurs Fund IV and Associates Fund IV, and disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.95 to $0.956, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.