Lasky Mitchell 的 Form 4 申報
Confluent, Inc.CFLT，2022/8/10 申報
- 申報編號
- 0001104659-22-088871
- 申報時間
- 2022/8/10 19:58 ET
- 交易日
- 2022/8/8-8/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $75.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lasky MitchellCIK 0001091435 | 持股 10% 以上大股東 |
| Gurley J WilliamCIK 0001190191 | 持股 10% 以上大股東 |
| Fenton Peter HCIK 0001219230 | 持股 10% 以上大股東 |
| Cohler MattCIK 0001572685 | 持股 10% 以上大股東 |
| Puttagunta ChetanCIK 0001695859 | 持股 10% 以上大股東 |
| Tavel Sarah ECIK 0001774645 | 持股 10% 以上大股東 |
| Hu An-YenCIK 0001825956 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/8 | Class A Common Stock | C轉換取得 | +3,862,593 | $0.00 | $0 | 3,862,593 | 間接 | 重複申報 |
| 2022/8/8 | Class A Common Stock | J其他處分 | −3,862,593 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2022/8/8 | Class A Common Stock | J其他取得 | +90,484 | $0.00 | $0 | 1,599,904 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +36,342 | $0.00 | $0 | 1,179,019 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −8,463 | $30.68F5 | −$259,618.6 | 1,170,556 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −2,100 | $31.55F6 | −$66,244.92 | 1,168,456 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +10,347 | $0.00 | $0 | 20,694 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +47,549 | $0.00 | $0 | 1,514,035 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +20,694 | $0.00 | $0 | 20,694 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +37,201 | $0.00 | $0 | 1,374,798 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +4,441 | $0.00 | $0 | 955,052 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −9,131 | $30.68F5 | −$280,110.77 | 945,921 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −2,265 | $31.55F6 | −$71,449.88 | 943,656 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +42 | $0.00 | $0 | 11,994 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他取得 | +951 | $0.00 | $0 | 182,756 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −2,072 | $30.68F5 | −$63,562.54 | 180,684 | 間接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −514 | $31.55F6 | −$16,214.23 | 180,170 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/8 | Class A Common Stock | C轉換處分 | −3,862,593 | $0.00 | $0 | 18,023,439 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
表 I 有 3 筆交易的價格引用這則附註。
- F6
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
表 I 有 3 筆交易的價格引用這則附註。
備註
This report is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Benchmark and their applicable members.