Lasky Mitchell's Form 4 filing
Confluent, Inc. (CFLT) · filed Aug 10, 2022
- Accession no.
- 0001104659-22-088871
- Filed
- Aug 10, 2022, 7:58 PM ET
- Trade date
- Aug 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 1 derivative transaction. Open-market sales total $757.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lasky MitchellCIK 0001091435 | 10% Owner |
| Gurley J WilliamCIK 0001190191 | 10% Owner |
| Fenton Peter HCIK 0001219230 | 10% Owner |
| Cohler MattCIK 0001572685 | 10% Owner |
| Puttagunta ChetanCIK 0001695859 | 10% Owner |
| Tavel Sarah ECIK 0001774645 | 10% Owner |
| Hu An-YenCIK 0001825956 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Class A Common Stock | CConversionAcquired | +3,862,593 | $0.00 | $0 | 3,862,593 | Indirect | Duplicate filing |
| Aug 8, 2022 | Class A Common Stock | JOtherDisposed | −3,862,593 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +90,484 | $0.00 | $0 | 1,599,904 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +36,342 | $0.00 | $0 | 1,179,019 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −8,463 | $30.68 | −$259,618.6 | 1,170,556 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −2,100 | $31.55 | −$66,244.92 | 1,168,456 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +10,347 | $0.00 | $0 | 20,694 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +47,549 | $0.00 | $0 | 1,514,035 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +20,694 | $0.00 | $0 | 20,694 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +37,201 | $0.00 | $0 | 1,374,798 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +4,441 | $0.00 | $0 | 955,052 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −9,131 | $30.68 | −$280,110.77 | 945,921 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −2,265 | $31.55 | −$71,449.88 | 943,656 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +42 | $0.00 | $0 | 11,994 | Indirect | |
| Aug 8, 2022 | Class A Common Stock | JOtherAcquired | +951 | $0.00 | $0 | 182,756 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −2,072 | $30.68 | −$63,562.54 | 180,684 | Indirect | |
| Aug 9, 2022 | Class A Common Stock | SSaleDisposed | −514 | $31.55 | −$16,214.23 | 180,170 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Class A Common Stock | CConversionDisposed | −3,862,593 | $0.00 | $0 | 18,023,439 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.