Lee Edward T 的 Form 4 申報
RH（RH），2022/4/5 申報
- 申報編號
- 0001104659-22-042554
- 申報時間
- 2022/4/5
- 交易日
- 2022/3/31
- 申報延遲
- 5 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $71.8 萬。交易後 5 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lee Edward TCIK 0001829387 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/31 | Common Stock | M行使選擇權取得 | +2,200 | $25.39 | +$55,858 | 4,824 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −220 | $324.04F1,F6 | −$71,288.8 | 4,604 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −1,074 | $325.92F2,F6 | −$350,038.08 | 3,530 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −606 | $326.81F3,F6 | −$198,046.86 | 2,924 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −200 | $327.88F4,F6 | −$65,576 | 2,724 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −100 | $329.04F5,F6 | −$32,904 | 2,624 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/31 | Common Stock | M行使選擇權處分 | −2,200 | $0.00 | $0 | 800 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades ranging from $323.76 to $324.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades ranging from $325.53 to $326.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $326.57 to $326.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $327.73 to $328.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $329.04 to $329.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
表 I 有 5 筆交易的價格引用這則附註。
備註
Chief Legal and Compliance Officer