Lee Edward T's Form 4 filing
RH (RH) · filed Apr 5, 2022
- Accession no.
- 0001104659-22-042554
- Filed
- Apr 5, 2022
- Trade date
- Mar 31, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $717.9K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Edward TCIK 0001829387 | Officer (SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +2,200 | $25.39 | +$55,858 | 4,824 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −220 | $324.04F1,F6 | −$71,288.8 | 4,604 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −1,074 | $325.92F2,F6 | −$350,038.08 | 3,530 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −606 | $326.81F3,F6 | −$198,046.86 | 2,924 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −200 | $327.88F4,F6 | −$65,576 | 2,724 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −100 | $329.04F5,F6 | −$32,904 | 2,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −2,200 | $0.00 | $0 | 800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $323.76 to $324.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades ranging from $325.53 to $326.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $326.57 to $326.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $327.73 to $328.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $329.04 to $329.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Referenced by the price of 5 transactions in Table I.
Remarks
Chief Legal and Compliance Officer