Hoag Jay C 的 Form 4 申報
Netflix Inc（NFLX），2021/11/8 申報
- 申報編號
- 0001104659-21-135807
- 申報時間
- 2021/11/8
- 交易日
- 2021/11/4-11/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 28 筆非衍生性交易、12 筆衍生性交易。公開市場賣出合計 $536.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoag Jay CCIK 0001082906 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/4 | Common Stock | J其他處分 | −237,380 | $0.00 | $0 | 237,382 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −123,277 | $0.00 | $0 | 123,276 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −2,053 | $0.00 | $0 | 2,052 | 間接 | |
| 2021/11/4 | Common Stock | J其他取得 | +90,883 | $0.00 | $0 | 90,883 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −89,908 | $0.00 | $0 | 975 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −128,087 | $0.00 | $0 | 512,347 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −34,541 | $0.00 | $0 | 138,163 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −7,955 | $0.00 | $0 | 31,822 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −9,417 | $0.00 | $0 | 37,668 | 間接 | |
| 2021/11/4 | Common Stock | J其他取得 | +1,706 | $0.00 | $0 | 1,706 | 間接 | |
| 2021/11/4 | Common Stock | J其他處分 | −1,706 | $0.00 | $0 | 0 | 間接 | |
| 2021/11/4 | Common Stock | J其他取得 | +10,364 | $0.00 | $0 | 462,477 | 間接 | |
| 2021/11/4 | Common Stock | J其他取得 | +9,406 | $0.00 | $0 | 155,838 | 間接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +398 | $125.37 | +$49,897.26 | 398 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +569 | $109.96 | +$62,567.24 | 967 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +664 | $94.09 | +$62,475.76 | 1,631 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +636 | $98.30 | +$62,518.8 | 2,267 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +591 | $105.70 | +$62,468.7 | 2,858 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +672 | $93.11 | +$62,569.92 | 3,530 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +615 | $101.51 | +$62,428.65 | 4,145 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +647 | $96.67 | +$62,545.49 | 4,792 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +662 | $94.37 | +$62,472.94 | 5,454 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +642 | $97.38 | +$62,517.96 | 6,096 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +609 | $102.63 | +$62,501.67 | 6,705 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權取得 | +507 | $123.30 | +$62,513.1 | 7,212 | 直接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −712 | $659.46F27 | −$469,535.52 | 263 | 間接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −263 | $660.35F28 | −$173,672.05 | 0 | 間接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −7,212 | $654.51F29 | −$4,720,326.12 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/5 | Common Stock | M行使選擇權處分 | −398 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −569 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −664 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −636 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −591 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −672 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −615 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −647 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −662 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −642 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −609 | $0.00F30 | $0 | 0 | 直接 | |
| 2021/11/5 | Common Stock | M行使選擇權處分 | −507 | $0.00F30 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F27
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $659.22 to $659.89 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F28
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $660.32 to $660.39 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F29
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $654.45 to $654.84 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F30
Not applicable.
表 II 有 12 筆交易的價格引用這則附註。