Hoag Jay C's Form 4 filing
Netflix Inc (NFLX) · filed Nov 8, 2021
- Accession no.
- 0001104659-21-135807
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 28 non-derivative transactions and 12 derivative transactions. Open-market sales total $5.36M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoag Jay CCIK 0001082906 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | JOtherDisposed | −237,380 | $0.00 | $0 | 237,382 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −123,277 | $0.00 | $0 | 123,276 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −2,053 | $0.00 | $0 | 2,052 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherAcquired | +90,883 | $0.00 | $0 | 90,883 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −89,908 | $0.00 | $0 | 975 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −128,087 | $0.00 | $0 | 512,347 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −34,541 | $0.00 | $0 | 138,163 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −7,955 | $0.00 | $0 | 31,822 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −9,417 | $0.00 | $0 | 37,668 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherAcquired | +1,706 | $0.00 | $0 | 1,706 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherDisposed | −1,706 | $0.00 | $0 | 0 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherAcquired | +10,364 | $0.00 | $0 | 462,477 | Indirect | |
| Nov 4, 2021 | Common Stock | JOtherAcquired | +9,406 | $0.00 | $0 | 155,838 | Indirect | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +398 | $125.37 | +$49,897.26 | 398 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +569 | $109.96 | +$62,567.24 | 967 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +664 | $94.09 | +$62,475.76 | 1,631 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +636 | $98.30 | +$62,518.8 | 2,267 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +591 | $105.70 | +$62,468.7 | 2,858 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +672 | $93.11 | +$62,569.92 | 3,530 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +615 | $101.51 | +$62,428.65 | 4,145 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +647 | $96.67 | +$62,545.49 | 4,792 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +662 | $94.37 | +$62,472.94 | 5,454 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +642 | $97.38 | +$62,517.96 | 6,096 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +609 | $102.63 | +$62,501.67 | 6,705 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +507 | $123.30 | +$62,513.1 | 7,212 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −712 | $659.46F27 | −$469,535.52 | 263 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −263 | $660.35F28 | −$173,672.05 | 0 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −7,212 | $654.51F29 | −$4,720,326.12 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −398 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −569 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −664 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −636 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −591 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −672 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −615 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −647 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −662 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −642 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −609 | $0.00F30 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −507 | $0.00F30 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F27
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $659.22 to $659.89 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F28
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $660.32 to $660.39 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F29
This number represents a weighted average purchase price per share. The shares were sold at prices ranging from $654.45 to $654.84 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F30
Not applicable.
Referenced by the price of 12 transactions in Table II.