Gates William H III 的 Form 4 申報
Autonation, Inc.（AN），2021/10/27 申報
- 申報編號
- 0001104659-21-130509
- 申報時間
- 2021/10/27 16:46 ET
- 交易日
- 2021/10/25-10/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $1,260 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gates William H IIICIK 0000902012 | 持股 10% 以上大股東 |
| Cascade Investment, L.L.C.CIK 0001052192 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/25 | Common stock | S賣出處分 | −3,533 | $129.90F1 | −$458,948.36 | 9,964,139 | 直接 | |
| 2021/10/25 | Common stock | S賣出處分 | −30,395 | $131.18F2 | −$3,987,310.32 | 9,933,744 | 直接 | |
| 2021/10/25 | Common stock | S賣出處分 | −29,677 | $131.69F3 | −$3,908,051.36 | 9,904,067 | 直接 | |
| 2021/10/25 | Common stock | S賣出處分 | −9,305 | $132.94F4 | −$1,236,970.41 | 9,894,762 | 直接 | |
| 2021/10/26 | Common stock | S賣出處分 | −2,261 | $126.21F5 | −$285,361.26 | 9,892,501 | 直接 | |
| 2021/10/26 | Common stock | S賣出處分 | −5,400 | $127.51F6 | −$688,528.08 | 9,887,101 | 直接 | |
| 2021/10/26 | Common stock | S賣出處分 | −9,863 | $128.58F7 | −$1,268,147.06 | 9,877,238 | 直接 | |
| 2021/10/26 | Common stock | S賣出處分 | −4,835 | $129.01F8 | −$623,785.59 | 9,872,403 | 直接 | |
| 2021/10/26 | Common stock | S賣出處分 | −1,100 | $130.46F9 | −$143,504.13 | 9,871,303 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $129.45 to 130.39. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $130.49 to 131.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $131.45 to 132.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $132.48 to 133.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $125.89 to 126.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $126.94 to 127.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $127.89 to 128.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $128.89 to 129.30. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $129.90 to 130.75. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。