Gates William H III's Form 4 filing
Autonation, Inc. (AN) · filed Oct 27, 2021
- Accession no.
- 0001104659-21-130509
- Filed
- Oct 27, 2021, 4:46 PM ET
- Trade date
- Oct 25-26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $12.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common stock | SSaleDisposed | −3,533 | $129.90F1 | −$458,948.36 | 9,964,139 | Direct | |
| Oct 25, 2021 | Common stock | SSaleDisposed | −30,395 | $131.18F2 | −$3,987,310.32 | 9,933,744 | Direct | |
| Oct 25, 2021 | Common stock | SSaleDisposed | −29,677 | $131.69F3 | −$3,908,051.36 | 9,904,067 | Direct | |
| Oct 25, 2021 | Common stock | SSaleDisposed | −9,305 | $132.94F4 | −$1,236,970.41 | 9,894,762 | Direct | |
| Oct 26, 2021 | Common stock | SSaleDisposed | −2,261 | $126.21F5 | −$285,361.26 | 9,892,501 | Direct | |
| Oct 26, 2021 | Common stock | SSaleDisposed | −5,400 | $127.51F6 | −$688,528.08 | 9,887,101 | Direct | |
| Oct 26, 2021 | Common stock | SSaleDisposed | −9,863 | $128.58F7 | −$1,268,147.06 | 9,877,238 | Direct | |
| Oct 26, 2021 | Common stock | SSaleDisposed | −4,835 | $129.01F8 | −$623,785.59 | 9,872,403 | Direct | |
| Oct 26, 2021 | Common stock | SSaleDisposed | −1,100 | $130.46F9 | −$143,504.13 | 9,871,303 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $129.45 to 130.39. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $130.49 to 131.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $131.45 to 132.44. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $132.48 to 133.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $125.89 to 126.87. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $126.94 to 127.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $127.89 to 128.88. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $128.89 to 129.30. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $129.90 to 130.75. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.