Gates William H III 的 Form 4 申報
Autonation, Inc.（AN），2021/10/21 申報
- 申報編號
- 0001104659-21-128539
- 申報時間
- 2021/10/21 17:22 ET
- 交易日
- 2021/10/19-10/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $2,470 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gates William H IIICIK 0000902012 | 持股 10% 以上大股東 |
| Cascade Investment, L.L.C.CIK 0001052192 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/19 | Common stock | S賣出處分 | −15,335 | $115.35F1 | −$1,768,841.64 | 10,955,500 | 直接 | |
| 2021/10/19 | Common stock | S賣出處分 | −60,018 | $116.57F2 | −$6,996,322.27 | 10,895,482 | 直接 | |
| 2021/10/19 | Common stock | S賣出處分 | −6,506 | $117.41F3 | −$763,864.91 | 10,888,976 | 直接 | |
| 2021/10/19 | Common stock | S賣出處分 | −310 | $118.36F4 | −$36,690.39 | 10,888,666 | 直接 | |
| 2021/10/20 | Common stock | S賣出處分 | −22,013 | $117.13F5 | −$2,578,296.84 | 10,866,653 | 直接 | |
| 2021/10/20 | Common stock | S賣出處分 | −21,499 | $118.36F6 | −$2,544,621.64 | 10,845,154 | 直接 | |
| 2021/10/20 | Common stock | S賣出處分 | −36,656 | $119.47F7 | −$4,379,402.29 | 10,808,498 | 直接 | |
| 2021/10/20 | Common stock | S賣出處分 | −46,858 | $120.14F8 | −$5,629,384.23 | 10,761,640 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $114.92 to 115.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $115.93 to 116.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $116.96 to 117.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $117.94 to 118.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $116.75 to 117.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $117.75 to 118.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $118.75 to 119.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $119.75 to 120.45. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。