Gates William H III's Form 4 filing
Autonation, Inc. (AN) · filed Oct 21, 2021
- Accession no.
- 0001104659-21-128539
- Filed
- Oct 21, 2021, 5:22 PM ET
- Trade date
- Oct 19-20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $24.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2021 | Common stock | SSaleDisposed | −15,335 | $115.35F1 | −$1,768,841.64 | 10,955,500 | Direct | |
| Oct 19, 2021 | Common stock | SSaleDisposed | −60,018 | $116.57F2 | −$6,996,322.27 | 10,895,482 | Direct | |
| Oct 19, 2021 | Common stock | SSaleDisposed | −6,506 | $117.41F3 | −$763,864.91 | 10,888,976 | Direct | |
| Oct 19, 2021 | Common stock | SSaleDisposed | −310 | $118.36F4 | −$36,690.39 | 10,888,666 | Direct | |
| Oct 20, 2021 | Common stock | SSaleDisposed | −22,013 | $117.13F5 | −$2,578,296.84 | 10,866,653 | Direct | |
| Oct 20, 2021 | Common stock | SSaleDisposed | −21,499 | $118.36F6 | −$2,544,621.64 | 10,845,154 | Direct | |
| Oct 20, 2021 | Common stock | SSaleDisposed | −36,656 | $119.47F7 | −$4,379,402.29 | 10,808,498 | Direct | |
| Oct 20, 2021 | Common stock | SSaleDisposed | −46,858 | $120.14F8 | −$5,629,384.23 | 10,761,640 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $114.92 to 115.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $115.93 to 116.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $116.96 to 117.91. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $117.94 to 118.37. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $116.75 to 117.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $117.75 to 118.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $118.75 to 119.74. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $119.75 to 120.45. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.