Gates William H III 的 Form 4 申報
Autonation, Inc.（AN），2021/10/4 申報
- 申報編號
- 0001104659-21-122595
- 申報時間
- 2021/10/4 18:03 ET
- 交易日
- 2021/9/30-10/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $1,122 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gates William H IIICIK 0000902012 | 持股 10% 以上大股東 |
| Cascade Investment, L.L.C.CIK 0001052192 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/30 | Common stock | S賣出處分 | −17,817 | $122.31F1 | −$2,179,108.19 | 11,517,514 | 直接 | |
| 2021/9/30 | Common stock | S賣出處分 | −11,662 | $122.86F2 | −$1,432,830.64 | 11,505,852 | 直接 | |
| 2021/9/30 | Common stock | S賣出處分 | −3,196 | $127.39F3 | −$407,124.06 | 11,502,656 | 直接 | |
| 2021/9/30 | Common stock | S賣出處分 | −100 | $127.77 | −$12,777 | 11,502,556 | 直接 | |
| 2021/10/1 | Common stock | S賣出處分 | −6,776 | $117.35F4 | −$795,154.79 | 11,495,780 | 直接 | |
| 2021/10/1 | Common stock | S賣出處分 | −10,650 | $118.35F5 | −$1,260,475.43 | 11,485,130 | 直接 | |
| 2021/10/1 | Common stock | S賣出處分 | −28,185 | $119.44F6 | −$3,366,405.13 | 11,456,945 | 直接 | |
| 2021/10/1 | Common stock | S賣出處分 | −13,488 | $120.29F7 | −$1,622,507.94 | 11,443,457 | 直接 | |
| 2021/10/1 | Common stock | S賣出處分 | −1,200 | $121.54F8 | −$145,848.84 | 11,442,257 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $121.71 to $122.70. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $122.71 to $123.13. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $127.24 to $127.64. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $116.83 to $117.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $117.86 to $118.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $118.85 to $119.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $119.83 to $120.78. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $121.27 to $121.61. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。