Gates William H III's Form 4 filing
Autonation, Inc. (AN) · filed Oct 4, 2021
- Accession no.
- 0001104659-21-122595
- Filed
- Oct 4, 2021, 6:03 PM ET
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $11.2M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common stock | SSaleDisposed | −17,817 | $122.31F1 | −$2,179,108.19 | 11,517,514 | Direct | |
| Sep 30, 2021 | Common stock | SSaleDisposed | −11,662 | $122.86F2 | −$1,432,830.64 | 11,505,852 | Direct | |
| Sep 30, 2021 | Common stock | SSaleDisposed | −3,196 | $127.39F3 | −$407,124.06 | 11,502,656 | Direct | |
| Sep 30, 2021 | Common stock | SSaleDisposed | −100 | $127.77 | −$12,777 | 11,502,556 | Direct | |
| Oct 1, 2021 | Common stock | SSaleDisposed | −6,776 | $117.35F4 | −$795,154.79 | 11,495,780 | Direct | |
| Oct 1, 2021 | Common stock | SSaleDisposed | −10,650 | $118.35F5 | −$1,260,475.43 | 11,485,130 | Direct | |
| Oct 1, 2021 | Common stock | SSaleDisposed | −28,185 | $119.44F6 | −$3,366,405.13 | 11,456,945 | Direct | |
| Oct 1, 2021 | Common stock | SSaleDisposed | −13,488 | $120.29F7 | −$1,622,507.94 | 11,443,457 | Direct | |
| Oct 1, 2021 | Common stock | SSaleDisposed | −1,200 | $121.54F8 | −$145,848.84 | 11,442,257 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $121.71 to $122.70. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $122.71 to $123.13. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $127.24 to $127.64. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $116.83 to $117.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $117.86 to $118.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $118.85 to $119.81. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $119.83 to $120.78. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $121.27 to $121.61. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.