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Fakhry Jad 的 Form 4/A 修正申報

修正

Gyrodyne, LLC(GYRO),2021/8/30 申報

申報編號
0001104659-21-111223
申報時間
2021/8/30 21:56 ET
交易日
2021/8/27-8/30
申報延遲
3 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2015/12/30

這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $47.2 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Fakhry JadCIK 0001588217其他:Former 10% Owner
Poplar Point Capital Management LLCCIK 0001588273其他:Former 10% Owner
Poplar Point Capital GP LLCCIK 0001588288其他:Former 10% Owner
Poplar Point Capital Partners LPCIK 0001588289其他:Former 10% Owner

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/27Common StockS賣出處分−30,000$13.04−$391,200149,904直接
2021/8/30Common StockS賣出處分−6,200$13.00−$80,600143,704直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

In addition to Poplar Point Capital Partners LP, a Delaware limited partnership ("PPCP"), this Form 4 is being filed jointly by Poplar Point Capital Management LLC, a Delaware limited liability company ("PPCM"), Poplar Point Capital GP LLC, a Delaware limited liability company ("PPCGP"), and Jad Fakhry, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as PPCP and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2

As the investment advisor to PPCP, PPCM may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of PPCP, PPCGP may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. Fakhry's position as the manager of PPCM and PPCGP, Mr. Fakhry may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)