Fakhry Jad's Form 4/A amendment
AmendedGyrodyne, LLC (GYRO) · filed Aug 30, 2021
- Accession no.
- 0001104659-21-111223
- Filed
- Aug 30, 2021, 9:56 PM ET
- Trade date
- Aug 27-30, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 30, 2015
This filing lists 2 non-derivative transactions. Open-market sales total $471.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fakhry JadCIK 0001588217 | Other: Former 10% Owner |
| Poplar Point Capital Management LLCCIK 0001588273 | Other: Former 10% Owner |
| Poplar Point Capital GP LLCCIK 0001588288 | Other: Former 10% Owner |
| Poplar Point Capital Partners LPCIK 0001588289 | Other: Former 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | SSaleDisposed | −30,000 | $13.04 | −$391,200 | 149,904 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −6,200 | $13.00 | −$80,600 | 143,704 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
In addition to Poplar Point Capital Partners LP, a Delaware limited partnership ("PPCP"), this Form 4 is being filed jointly by Poplar Point Capital Management LLC, a Delaware limited liability company ("PPCM"), Poplar Point Capital GP LLC, a Delaware limited liability company ("PPCGP"), and Jad Fakhry, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as PPCP and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").
- F2
As the investment advisor to PPCP, PPCM may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of PPCP, PPCGP may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. Fakhry's position as the manager of PPCM and PPCGP, Mr. Fakhry may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.