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Chen Deyin 的 Form 4/A 修正申報

修正

Lakeshore Acquisition I Corp.,2021/7/27 申報

申報編號
0001104659-21-096526
申報時間
2021/7/27
交易日
2021/7/23
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/7/19

這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 3 筆交易。交易後 4 天申報。

這份修正申報重述了 0001104659-21-093206(2021/7/19 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Chen DeyinCIK 0001495895董事、高階主管(執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/23Ordinary Shares, par value $0.0001J其他處分−258,000$0.00$0664,378間接重複申報

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001104659-21-093206(2021/7/19 申報)。

非衍生性證券(表 I)

沿用 0001104659-21-093206 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/6/28Ordinary Shares, par value $0.0001J其他處分−43,517$0.00$0916,948間接重複申報
2021/6/28Ordinary Shares, par value $0.0001P買進取得+5,430–F4–922,378間接重複申報

衍生性證券(表 II)

沿用 0001104659-21-093206 的衍生性證券交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/6/28Ordinary Shares, par value $0.0001P買進取得+4,073–F4–91,282間接重複申報

原件的附註

這幾筆交易的價格在原件上引用的附註。

F4

In connection with the exercise of the underwriters' over-allotment option, the Sponsor purchased an additional 5,430 Private Units as contemplated under the purchase agreement for the Private Units. The additional Private Units were purchased for $10.00 per unit.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Includes founder shares issued in connection with the initial public offering (the "IPO") of Lakeshore Acquisition I Corp. (the "Company").

F2

Simultaneously with the consummation of the Company's IPO, RedOne Investment Limited (the "Sponsor") acquired 116,279 units in a private placement (the "Private Units"). Each Private Unit consists of one ordinary share of the Company, par value $0.0001, and three-quarters of one warrant to purchase one ordinary share at an exercise price of $11.50 per share (the "Warrants"). The Private Units were purchased for $10.00 per unit.

F3

On July 23,2021, the Sponsor made a pro-rata, in-kind distribution of 258,000 ordinary shares to its members.

F4

Held by RedOne Investment Limited. Mr. Chen is the managing member of RedOne Investment Limited and has voting and investment discretion with respect to the Ordinary Shares held of record by RedOne Investment Limited. Mr. Chen disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F5

The Warrants will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination.

F6

The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)